SEC Whistleblower cont.

SEC Awards More Than $9.2 Million to Whistleblower for Successful Related Actions, Including Agreement With DOJ

SEC Awards Almost $3 Million Total in Separate Whistleblower Awards – “$2.2 million for providing important, high-quality information” – “$700,000 to a whistleblower who alerted SEC staff to a fraudulent reporting scheme”

Whistleblower Lawyer Sues the SEC Over Bounty Program Rule Changes – “alleges that some of the SEC’s recent amendments—including one related to how the regulator determines award amounts—are unlawful and should be overturned”

Whistle-Blowing Soars to Record With Americans Working From Home

SEC Awards Nearly $600,000 to Whistleblower – “substantially contributed to an open investigation by providing detailed and highly valuable information resulting in critical investigative leads”

SEC Issues Over $1.1 Million to Multiple Whistleblowers

2020 SEC Whistleblower Awards

SEC Issues Multiple Whistleblower Awards Totaling Over $3.6 M

SEC Awards More Than $300,000 to Whistleblower with Audit Responsibilities

SEC Issues Five Whistleblower Awards Totaling Nearly $3M

Analyst Awarded $1.1 Million under SEC Whistleblower Program

SEC Whistleblower Program Sets New Records in 2020

SEC Awards Over $6M to Joint Whistleblowers – “substantial assistance, provided to the SEC …, included submitting documents, participating in interviews, and identifying key individuals”

SEC Awards Whistleblower Over $900,000 – “identified securities law violations occurring overseas”

SEC Awards Over $1.1M to Whistleblower for Independent Analysis “that revealed important new insights into the securities law violations”

SEC Awards More Than $3.6M and $750,000 in Separate Whistleblower Awards – “misconduct occurring abroad”

SEC Awards Over $28M to Whistleblower – “I hope our recent awards will continue to incentivize whistleblowers to come forward to report potential fraud or other wrongdoing.” Jane Norberg

SEC Awards Over $10M to Whistleblower – “the whistleblower provided key evidence, helped decipher communications, and distilled complex issues”

SEC Issues Record $114M Whistleblower Award. $52M in SEC case; $62M in related actions by another agency… “despite personal and professional hardships,..provided substantial, ongoing assistance”

SEC Awards $800,000 to Whistleblower – “award .. demonstrates the .. commitment to awarding individuals who provide high-quality independent analysis that leads to successful enforcement actions.”

SEC Awards Almost $30M to Two Insider Whistleblowers, $22M for one, $7M for the second. “whistleblowers helped the agency return tens of millions of dollars to harmed retail investors.” Jane Norberg

SEC Issues 2 Separate #Whistleblower Awards for High-Quality Information re Overseas Conduct for Total of Over $2.5M. “The tip revealed overseas conduct that would otherwise have been hard to detect”

SEC Approves Changes to Its Whistleblower Program

SEC Adds Clarity, Efficiency and Transparency to Its Successful Whistleblower Award Program

SEC Votes to Amend Whistleblower-Award Rules

SEC Sept 23 Open Meeting: “The Commission will consider…amendments to…its whistleblower program” re “its discretion in determining award amounts….”

“Tomorrow’s vote could devastate the integrity of the program, disqualify many whistleblowers, and open the door for fraudsters,” whistleblower attorney Stephen Kohn says of tomorrow’s SEC vote.

SEC Issues $2.4M #Whistleblower Award. Whistleblower “quickly came forward with critical information and helped investigative staff target key information and identify important witnesses,”

SEC Awards Almost $250,000 to Joint #Whistleblowers

SEC Cancels Vote on Controversial Whistleblower Program Reforms

SEC Awards > $2.5M to Joint Whistleblowers for Detailed Analysis That Led to Multiple Successful Actions. “commitment to awarding individuals who provide high quality independent analysis”

SEC Awards Over $1.25M to Whistleblower. “This whistleblower’s vigilance and prompt reporting helped the agency move quickly to protect

SEC Will Vote on Radical Changes to the WallStreet #Whistleblower Law on September 2nd

SEC Issues $3.8M Whistleblower Award -“whistleblower … provided significant information that helped the SEC disrupt an ongoing fraudulent scheme.”

SEC Awards $125,000 to Whistleblower – “The whistleblower’s tip helped stop a fraudulent scheme that preyed on a vulnerable investor community.” Jane Norberg

SEC Awards Almost $700,000 to #Whistleblower – “enforcement action that resulted in the return of money to harmed investors.”

SEC Awards Record Payout of Nearly $50M to #Whistleblower who “provided detailed, firsthand observations of misconduct by a company.”

SEC Awards Almost $2M to Whistleblower – SEC Awards Almost $2M to Whistleblower – “The whistleblower’s information and assistance helped the SEC stop an ongoing fraud in its tracks,”  Jane Norberg.

SEC Awards Over $18M to Whistleblower – “Because of this whistleblower’s actions, harmed investors were able to recover millions of dollars in losses,”  Jane Norberg.

SEC Issues $5M Whistleblower Award.  “The whistleblower provided critical evidence of wrongdoing.”

SEC Awards Over $27M to Whistleblower — “whistleblower provided critical investigative leads that advanced the investigation and saved significant Commission resources.”

SEC Awards Approximately $2M to Whistleblower.  “The whistleblower’s actions in this matter were extraordinary,” Jane Norberg, Chief of the SEC’s Office of the Whistleblower.

SEC Awards $450,000 to Whistleblower

SEC Awards Over $1.6M to Whistleblower

SEC Awards Over $570,000 to Two Whistleblowers ($478,000 and $94,000)

SEC Awards More Than $7M to Whistleblower

The SEC Whistleblower Program: Make Or Break Time

SEC Awards Two Whistleblowers in Two Separate Enforcement Actions $277,000 and $45,000, respectively

2019 SEC Whistleblower Awards

SEC Awards Over $260,000 to Whistleblowers for Their Help in Spotting Securities Fraud

SEC Awards More Than $1.8 Million to Whistleblower

SEC Awards Half-Million Dollars to Overseas Whistleblower

SEC Awards $3 Million to Joint Whistleblowers

Former Brazil surgeon turned SEC whistleblower gets $4.5M

SEC Awards $4.5M to Whistleblower Whose Internal Reporting Led to Successful SEC Case and Related Action.  First claimant awarded who reported tip to SEC within 120 days of reporting it to the company.

SEC Awards $50 Million to Two Whistleblowers

2018 SEC Whistleblower Awards

SEC Awards Almost $4 Million to Overseas Whistleblower

SEC Proposal to Limit Big Whistleblower Awards Draws Criticism

SEC Awards More Than $54M to Two Whistleblowers

SEC Whistleblower Payouts Slow Amid Deluge of Reward Seekers

SEC Wants the Power to Limit the Size of Whistleblower Awards

SEC Awards Whistleblower More Than $2.1 Million

SEC Awards More Than $2.2M to Whistleblower Who First Reported Information to Another Federal Agency Before SEC

SEC Announces Its Largest-Ever Whistleblower Awards.  Whistleblowers receive $33M (largest-ever), $25M and $25M ($83M combined).

2017 SEC Whistleblower Awards

SEC Announces Former Company Insider Earns More Than $4.1 Million for Whistleblower Tip

SEC Announces More Than $16 Million Awarded to Two Whistleblowers

SEC Announces Whistleblower Award of More Than $1M

SEC Announces Whistleblower Award of More Than $1.7M

SEC Announces $2.5M Whistleblower Award

SEC Whistleblower Award of More Than $500,000 for Company Insider

SEC Awards Nearly $4M to Whistleblower

SEC Announces Whistleblower Award of More Than a Million Dollars

SEC Announces $2.5M Whistleblower Award

SEC Awards $7M to Whistleblower

SEC Awards $5.5M to Whistleblower “employed at the company involved in the wrongdoing”

2016 SEC Whistleblower Awards

SEC Awards Nearly $1M to Whistleblower “whose tip enabled the SEC to bring multiple enforcement actions against wrongdoers”

SEC Awards $3.5M To Whistleblower

SEC Issues $20M Whistleblower Award “to a whistleblower who promptly came forward with valuable information”

SEC Whistleblower Program Surpasses $100M in Awards

$22M SEC Whistleblower Award for Insider “whose detailed tip and extensive assistance helped the agency halt a well-hidden fraud”

SEC Issues $17M Whistleblower Award “to a former company employee whose detailed tip substantially advanced the agency’s investigation”

SEC Awards More Than $5M to Whistleblower re “securities violations that would have been nearly impossible … to detect but for the whistleblower’s information

SEC Whistleblower Earns $3.5M Award for Bolstering Investigation

SEC Awarding Nearly $2M to 3 Whistleblowers

SEC Awards Whistleblower More Than $700,000 for Detailed Analysis

SEC Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation

Whistle-Blowing Insiders: ‘Game Changer’ for the S.E.C.

$22 Million Whistleblower Award for Company Insider Who Helped Uncover Fraud

Here’s why a Deutsche Bank Whistleblower turned down a $8.25 million reward

Deutsche Bank Whistle-Blower Spurns $8 Million Reward

2015 SEC Whistleblower Awards

SEC Pays Third-highest Whistleblower award of $3 million

SEC Awards More than $1.4 Million to Whistleblower Compliance Officer

SEC Gives Former Officer $500,000 Whistleblower Award

SEC Whistleblower Program
Annual Reports

SEC 2020 Whistleblower Program Annual Report To Congress

SEC 2019 Whistleblower Program Annual Report To Congress

SEC 2018 Whistleblower Program Annual Report To Congress

SEC 2017 Whistleblower Program Annual Report To Congress

SEC 2016 Whistleblower Program Annual Report To Congress

SEC 2015 Whistleblower Program Annual Report To Congress

SEC 2014 Whistleblower Program Annual Report To Congress

SEC 2013 Whistleblower Program Annual Report To Congress

SEC 2012 Whistleblower Program Annual Report To Congress

SEC 2011 Whistleblower Program Annual Report To Congress

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